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SUMMARY: Audits of Employee Benefit Plans Subject to ERISA
DESCRIPTION: Auditing employee benefit plans

Employee benefit plan (EBP) audit engagements continue to be scrutinized by regulators and peer reviewers due to a history of noncompliance with applicable professional standards. 

Through this course\, you can gain the proper skills to perform EBP engagements effectively. You will learn about:

The steps of an EBP audit 
Applicable professional standards
ERISA and SEC requirements

Commonly audited plans

You will tap into ways to plan and conduct effective risk-based plan audits to comply with professional standards while maximizing efficiency for commonly audited types of plans\, including:

Defined contribution plans 
Health and welfare benefit plans

Applied learning

You will do a deep dive into EBP auditing by working through the plan audit process from engagement acceptance through the archive. 

Example forms and reports will be examined to illustrate effective EBP engagements.
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